Swaps

I have consistently advocated for the protection of end-users from Dodd-Frank’s expansive regulatory reach.1 Similarly, members of Congress have attempted to clarify to the Commission ...

"The Commission must continue to remain open to revisiting certain rules and making adjustments as necessary. For example, the de minimis exception in the swap ...

Extension of no-action relief granted by DCR on September 23, 2013, allowing LCH.Clearnet Ltd to clear swaps executed on designated contract markets and swap execution ...

Commissioner O'Malia argues for technology to improve the CFTC's data. For instance, he states the CFTC doesn't have a single database for all swaps data. ...

CFTC Orders Morgan Stanley Capital Group Inc. to Pay $200,000 Penalty for Violating Soybean Meal Futures Speculative Position Limits

"This relief is a step in the right direction to address the impact on certain utilities that are special entities that were inadvertently caught up ...

Commissioner O'Malia talks about Dodd-Frank's effects on the commodities market.

This relates to Extension of the Relief with for swaps trading on certain multilateral trading facilities overseen by competent authorities designated by European Union member ...

This relief goes to certain members of a designated contract market (DCM) from the requirement to record oral communications under regulation 1.35(a).

This letter targets utility special entities, which may own or operate electric or natural gas facilities or supply energy.