Social Media

It's likely you or someone in your firm created a Facebook or LinkedIn account in the last year, according to a new American Century Investments ...

It seems appropriate that a new SECsweep letter probing use of electronic media should appear out of the ether. IA Watch has obtained what's described ...

This is a portion of what has been described to IA Watch as an SEC sweep exam letter to some RIAs in 2010 related to ...

The benefits of social media - including reaching new prospects, interacting with clients and increasing your firm's brand awareness - will continue to attract advisers ...

A peer shares his firm's policy regarding employee use of the Internet.

A peer shares a copy of her firm's social media policy.

A peer shares the firm's social media policy.

Even if your firm doesn't allow employees to engage in social media chats, you have an obligation to monitor compliance with that policy. One way ...

Keep a log of the marketing materials your firm sends out, including presentations. List who's giving the presentation, the audience, the date, whether the audience ...

Surveys of advisers' use of social media are all the rage. Two additional ones bring the total in recent weeks to three (IA Watch, March ...