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Current SEC Priorities Regarding Hedge Fund Managers Norm Champ Director of the Division of Investment Management PLI Hedge Fund Management Conference, New York, New York ...
The Need for Effective Regulation of the Asset-Backed Securities Market Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Aug. 28, 2013 Today, the U.S. ...
Dissenting Statement of Commissioner Daniel M. Gallagher Concerning Re-Proposal of Rules Implementing the Credit Risk Retention Provisions of the Dodd-Frank Act Commissioner Daniel M.Gallagher U.S. ...
Statement upon Departure from the Commission Commissioner Troy A. Paredes U.S. Securities and Exchange Commission Aug. 2, 2013 August 3rd will be my last day ...
Statement by Commissioners Gallagher and Paredes Concerning Commission Adoption of a Final Rule Regarding Assets Being Held by Broker-Dealers Commissioner Troy A. Paredes Commissioner Daniel ...
The Commission�s Registration Process: How to Better Administer an Ounce of Prevention Commissioner Elisse B. Walter U.S. Securities and Exchange Commission July 31, 2013 “A ...
Strengthening Oversight of Broker-Dealers by Instituting a Framework to Prevent Another Madoff Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[1] July 31, 2013 The ...
Remarks at Society of Corporate Secretaries & Governance Professionals by Commissioner Daniel M. Gallagher, on July 11, 2013 Remarks at Society of Corporate Secretaries & ...
Addressing Investor Risks in the Retail Forex Business, by Commissioner Luis A. Aguilar, on July 11, 2013 Addressing Investor Risks in the Retail Forex Business ...
Statement at Open Meeting, by Commissioner Luis A. Aguilar, on July 10, 2013 Statement at Open Meeting by Commissioner Luis A. Aguilar U.S. Securities and ...