SEC: Enforcement

The Funds’ LPAs did not disclose the criteria that Insight would use to evaluate whether a portfolio investment suffered a permanent impairment

In the 79 months of miscalculations, PIMCO never identified any concerns with the sub-administrator’s calculation of the Fee Waiver amounts

Jennifer Campbell pleaded guilty to one count of wire fraud and was sentenced to a prison term of 36 months

Bonderman's holding company to set aside $15.7 million for class-action claims

SEC opens exam sweep of exempt advisers amid liquidity concerns

PIMCO inadequately disclosed that paired interest rate swaps in PGP’s portfolio had become a material source of distributable income, which enabled PIMCO to maintain PGP’s ...

Firm will 'vigorously defend' second SEC suit in a decade, CCO says

Case 'should scare' advisers, expert says

Firm was late in disclosing conflicts, SEC claims

Could the days of SEC ALJs be numbered?