Regulation

The year also brought private funds into their retail era

"We continue our close collaboration with the U.S. Treasury Department, Federal Reserve Board, CFTC, and international regulatory counterparts to ensure seamless cross-border implementation"

The amended TRACE reporting requirements kick in next year and provide that firms’ aggregated reports to TRACE must reflect allocations with the same price and ...

"Reg NMS, built on flawed foundations, has invited gamesmanship and contributed to the fragmentation of our markets, the dispersal of liquidity, and diminished transparency. The ...

"I have been a skeptic of Rule 611 since its inception twenty years ago. Dictating how market participants execute trades has never seemed like an ...

"The Commission should have compelling evidence of need before adding layers on top of the best execution regime already imposed by FINRA"

The amendments are aimed at better balancing 'the process for generating the list of public arbitrators sent to the parties in certain customer and industry ...

The creation of a new regulatory framework for payment stablecoins is seen as a critical step in the development of mature digital asset markets

This regulatory relief offers three different delays in new rules: 1. 30 days after the shutdown ends 2. Feb. 2026 and 3. Nov. 2026--depending on ...

The British American Finance Alliance is calling on governments on both sides of the Atlantic to accelerate regulatory cooperation