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Proposed Rules
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-46002; File No. S7-18-02] RIN 3235-AI52 Repeal of Options Trade-Through Disclosure Rule AGENCY:Securities and Exchange Commission.ACTION:Proposed ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-45854; File No. S7-14-02] RIN 3235-AI49Assessments on Security Futures Transactions and Fees on Sales of Securities ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR PARTS 1, 41 and 190 RIN 3038-AB76 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44854; File No. ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB71 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242 [Release No. 34-44853; File No. S7-16-01] RIN 3235-A122Customer ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB86 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44743; File No. S7-15-01] RIN 3235-AI24 ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-44475; File No. S7-11-01] RIN ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 248, and 249 [Release No. 34-44455; File No. S7-13-01] RIN 3235-AI21 Registration of Broker-Dealers Pursuant to Section 15(b)(11) ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44288; File No. S7-11-01] RIN 3235-AI13 ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270 and 275 [Release No. IC-24890; IA-1932; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies and Investment ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249 [Release No. 34-43860; File No. S7-03-01] RIN 3235-AI06 Proposed Rule Changes of Self-Regulatory Organizations AGENCY:Securities and ...