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Proposed Rules
The Commodity Futures Trading Commission ("Commission") is proposing to amend Commission regulation § 3.10(c)(2) and (3). The proposed amendment would amend the conditions under which ...
We are proposing amendments to certain of our disclosure requirements that may have become redundant, duplicative, overlapping, outdated, or superseded, in light of other Commission ...
The Securities and Exchange Commission (“Commission” or “SEC”) is proposing to amend Rules 600 and 606 of Regulation National Market System (“Regulation NMS”) under the ...
The Securities and Exchange Commission (“Commission” or “SEC”) is proposing a new rule and rule amendments under the Investment Advisers Act of 1940 (“Advisers Act”). ...
We are proposing amendments to the definition of “smaller reporting company” as used in our rules and regulations. The proposed amendments, which would expand the ...
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend Commission Rule 50.4(a) to establish a new clearing requirement under the pertinent section ...
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is proposing revisions and additions to regulations and guidance proposed in 2013 concerning speculative position limits in ...
The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) are seeking comment on a joint proposed rule (the proposed rule) to revise the proposed ...
The proposed rule would expand and clarify the exemptions for certain U.S. persons with signature or other authority over foreign financial accounts. In addition, the ...
Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer...
The Federal Deposit Insurance Corporation (‘FDIC) and the SEC in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (‘Dodd-Frank ...