In yet another action inspired by Dodd-Frank, the SEC last week issued a proposed rule that would force institutional investment managers of funds with more ...
This real-life scenario captures the challenges faced by money managers today, especially when overseeing several funds and owing a fiduciary duty to each. To simplify ...
Insider trading remains as hot as the summer sun, with regulator's standing watch like an earnest lifeguard. Your best protection is to issue disclosures, note ...
Hedge fund managers may be watching their e-mail boxes with trepidation this week as the Financial Crisis Inquiry Commission sends a survey seeking confidential data, ...