Private Funds

Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...

All signs point to a relaxation of the ban on general solicitation of private fund offerings as long as sales go to accredited investors. But ...

Since section 12(d)(1)(G) was adopted, we have received inquiries about whether a fund that intends to operate in reliance on that section is required to ...

The SEC's first new FAQ for Form ADV in months directs advisers that seek to protect the anonymity of a private fund by using a ...

As early as next week, the Golden State is expected to formally adopt a final rule that would permit certain private fund advisers to escape ...

One of the biggest questions emanating from the CFTC's elimination of a key exemption under its CPO and CTA rules relates to whether fund of ...

It's taken three years but the CFA Institute May 18th approved its guidance statement for alternative investment strategies and structures. Firms that claim GIPS compliance ...

The prospect of living under two regulators may be as welcoming as a police officer's flashing lights in your rear view mirror. But know that ...

Don't risk adding a new party to a contract or a new investment that requires a qualified investor without updating your subscription documents. The SEC's ...

Some hedge fund advisers ran into a Spring surprise thanks to an IRS change affecting how firms send Schedule K-1 (partnership share of income) to ...