Private Equity

The outcry in the wake of the Panama Papers release has quickly filtered down to investment advisers. Fewer than 24 hours after the release, a ...

A second Park Hill Group employee played a brief and unwitting role in an alleged scheme by former Park Hill executive Andrew Caspersen to defraud investors ...

The arrest and charging of former Park Hill Group executive Andrew Caspersen for an alleged scheme related to a private-equity-fund restructuring is not a sign ...

The Securities and Exchange Commission Charged a New York-Based Securities Professional with Defrauding Two Institutions He Solicited to Invest in a Shell Company He Controlled ...

Aaron Schlaphoff, who recently joined Kirkland & Ellis as a partner after working at the SEC, in an interview with IA Watch’s sister publication Buyouts, flagged compliance issues for ...

It almost makes too much sense. If a private equity fund adviser manages a portfolio that includes companies that produce a product, the adviser’s staff ...

There’s no disputing that how private equity fund advisers handle fees and expenses occupies a top interest among SEC examiners. Consider additional avenues to disclose ...

It’s not a revelation that private equity fund advisers hired CCOs after Dodd-Frank took effect in 2010. The law required larger PE firms to register ...

Shamoil Shipchandler, recently named regional director of the Securities and Exchange Commission based in Texas, has an interesting philosophy when it comes to how GPs ...

Private equity firms exempt from registering with the SEC can rest easy: The SEC has not suddenly decided to examine you. A recent speech by Marc ...