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European and American regulators have reached a new agreement to help each other monitor securities-based swaps dealers. Foreign swaps dealers and “major participants” are required ...
SEC, investors demand more 'horsepower' in private fund shops
IA hid fees, discipline from investors, SEC claims
Administration-wide crackdown on 'corruption' eyes overseas trusts, family offices and foundations. Exempt reporting advisers in crosshairs, too.
ILPA's asks graph neatly onto Gensler's wants
The LP committee should be made up of representative investors. The terms you ask them to review should be at an arm’s length and the ...
The House Financial Services Committee approved legislation that would require family offices with assets above $750 million to file Form Ds with federal regulators. Offices ...
GP removal
Increasingly litigious interactions and overt hostility at Novalpina has increased the appeal of a possible third-party replacement, PEI understands.
Chairman cites "limited transparency" in wake of Archegos scandal
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Firms, execs misled on tech, hid founder's national security "threat," Commission claims
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