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"It comes down to every single person who’s handling a transaction in an organization being able to evaluate that transaction," expert says.
Projections nearly three times actual revenues, academic quartet finds
Commission's theory 'unique,' but 'within the contours" of the law, judge rules
Private fund advisers can use it to help gauge regulatory risks
Third time through, plaintiffs still couldn't make any factual allegations, judge finds
'Inartful language' aside, private fund advocates call it a win
Judge ducks exec's challenge, but "holdup problem" remains, expert says
Document requests suggests SEC sees climate, ethical risks essential to fiduciary duty
States take fresh swipe at Reg D
Gerold led charge against cryptocurrencies, GPB Capital