Home New SEC Advertising Rule

New SEC Advertising Rule

SEC’s new 2020 Advertising rule

"Pre-review is the best and most logical way to reduce the risk of advisers’ using advertisements that could mislead clients and prospective clients. However, certain ...
Hester Peirce
"Although advisers often find comfort in specifics that provide a roadmap to compliance, specificity can usurp advisers’ ability to exercise judgment about how best to ...
Elad Roisman
"This rule will allow advisers to advertise using testimonials and endorsements, unlike the current rule.  While their ability to use such tools will not be ...
This is the SEC's new IA advertising rule approved in December 2020
"We are deleting references in the current advertising rule to specific types of communications to ensure that the final rule reflects modern communication methods, rather ...

Copyright PEI Media

Not for publication, email or dissemination