Municipal Advisors

Be alert. You might be required to register as a municipal advisor even if you don't really consider yourself one (IA Watch, Dec. 20, 2010).The ...

An SEC proposal for rules regarding the registration of municipal advisors.

You have until Feb. 22 to comment on the latest SEC Dodd-Frank rule, a proposal to create “a permanent registration regime with the Commission for ...

The Commission has rushed out a new rule so as to give municipal advisers a way to comply with congressional intent and register with the ...