Insider Trading

Peltz used Bloomberg reporter to help sweeten his stock positions

FINRA has developed tools that draw upon artificial intelligence, machine learning and "deep" learning to identify suspicious trading

The "kind of securities analysis that is central to making markets work—gathering pieces of information (none of which are both material and non-public) and putting ...

"We have long recognized that insider trading and the fraudulent use of material nonpublic information by corporate insiders not only harm individual investors but also ...

'I take full and sole responsibility for my conduct,' heir to shopping dynasty says

Commission's theory 'unique,' but 'within the contours" of the law, judge rules

The adviser takes additional precautions. After the 10-day period passes, its analysts can see only a 'high-level summary' of the networking firm’s interview with a ...

For SEC commissioners, Dec. 15th produced their greatest productivity of the year, as a mostly divided Commission approved several new proposals, including revisions to money ...

'This case does not plow new legal ground,' Commission lawyers tell federal judge

"Today’s proposals would add new conditions to the existing affirmative defense under Rule 10b5-1(c)(1), to help address concerns about potentially abusive practices associated with the ...