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Insider Trading

With insider trading very much in the news, you will want to consider a number of tips to discourage reps at your firm from engaging ...
It's being called the "largest hedge fund insider trading scheme in history" and the once "high-flying billionaire and hedge fund manager" Raj Rajaratnam faces the ...
An administrative law judge last week closed the door on the sordid Pequot Capital Management case when she ordered a former employee to pay $250,000 ...
The suspect thought he was so smart he would use pliers to rip apart the evidence and then scatter the debris in the pre-dawn hours ...
Three hedge funds - including two RIAs - were visited last week in FBI raids that the Wall Street Journal characterized as culminating a three-year ...
Insider trading remains as hot as the summer sun, with regulator's standing watch like an earnest lifeguard. Your best protection is to issue disclosures, note ...
This is an article written by attorney Andrew Vollmer on steps hedge fund advisers can take to reduce the risk of insider trading. This article ...
In a case that has dogged the SEC for years, the agency last week settled insider trading charges against RIA Pequot Capital Management ($443M in ...
Last June, as the mortgage-backed securities market tanked, an official at the RIA Evergreen Investment Management Company got wind that a fund packed with the ...
The latest SEC enforcement action targeting insider trading reads like a mix of espionage and office politics, with its claim that the suspects "exchanged illegal ...
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