Insider Trading

Nine months after the SEC charged Leon Cooperman and his New York-based RIA Omega Advisors ($6.1B in AUM) with insider trading and beneficial ownership reporting ...

If you see something, say something. That’s the message from Cam Funkhouser, executive VP of FINRA’s Office of Fraud Detection and Market Intelligence, who would ...

The SEC alleges that Avaneesh Krishnamoorthy learned that Golden Gate Capital planned to acquire Neustar Inc., and he then began trading in Neustar securities. The ...

The loud pounding upon the door of the fashionable suburban house north of New York City began about 5 a.m., startling the occupants – including ...

The SEC alleges that Lawrence F. Cluff, Jr. and Roger E. Shaoul were in possession of material nonpublic information about the impending acquisition when they ...

Nino Coppero del Valle, the alleged tipper who worked at one of the companies, agreed to pay full disgorgement of $53,607.70 plus interest of $5,382.44. ...

The counts of the criminal indictment to which Hobson pled guilty alleged, inter alia, that Hobson conspired to commit insider trading in the securities of ...

The customers of the Singapore-based broker-dealer purchased 950,000 shares of Fortress common stock on February 14, 2017 before the market close and entered orders to ...

Yet, for a period of more than eight months, from November 3, 2014 (when the hedge fund commenced trading) until July 10, 2015, Sidoti had ...

It’s not often the U.S. Supreme Court agrees on a topic unanimously but it did so Dec. 6th in upholding a lower court’s insider trading ...