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Form PF

"The increasing granularity of the Form PF obligations raises important questions about what measures are being taken to protect the investors in the private funds ...
"Cybersecurity risks represents an ongoing threat to Federal government agencies .... The ability of Federal agencies such as the SEC and CFTC to securely maintain ...
Businessman thinking, brainstorming, finance data.
The CFTC and the SEC finalize their amendments to Form PF. Firms would have one year at least to comply.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
This is the Advisers Act dealing with Form PF
William Birdthistle
"I would like to proselytize how invaluable Form PF data has been in the hands of regulators seeking to stay abreast of an increasingly complex ...
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
The rule amendments are effective October 2, 2023. The amendments to Forms N–1A and N–CSR are effective October 2, 2023 and the amendments to Forms ...
Woman signing document and hand holding pen putting signature at paper, order to authorize their rights.
This is the revised section 3 of Form PF that the SEC changed in 2023. Liquidity risk providers will have to begin completing this section ...
SEC Commissioner Crenshaw
"Today’s rule draws upon lessons learned from both 2008 and 2020. First, it removes the link between liquidity fees and redemption gates, on the one ...
"Today’s rules will amend Form PF for large liquidity fund advisers to align their reporting requirements with those of money market funds. Taken together, the ...
"Unfortunately, it appears the Commission is poised to repeat the errors of the past.  This time it may even be worse, as the final rule ...
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