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Form PF

"We continue working on rulemaking initiatives to improve visibility into private funds, including hedge funds. It’s through a form called Form PF"
'Boundless curiosity is wonderful in a small child,' Peirce says but ' a less attractive trait in regulatory agencies'
SEC Chairman Gary Gensler
"Today’s adoption enhances the Commissions’ and FSOC’s understanding of the private fund industry as well the potential systemic risk posed by the industry and its ...
Hester Peirce, SEC Commissioner
"Even a partial list of the additional data we will now collect with these revisions is dizzying . As one commenter put it, 'the Commissions appear ...
"The increasing granularity of the Form PF obligations raises important questions about what measures are being taken to protect the investors in the private funds ...
"Cybersecurity risks represents an ongoing threat to Federal government agencies .... The ability of Federal agencies such as the SEC and CFTC to securely maintain ...
Businessman thinking, brainstorming, finance data.
The CFTC and the SEC finalize their amendments to Form PF. Firms would have one year at least to comply.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
This is the Advisers Act dealing with Form PF
William Birdthistle
"I would like to proselytize how invaluable Form PF data has been in the hands of regulators seeking to stay abreast of an increasingly complex ...
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
The rule amendments are effective October 2, 2023. The amendments to Forms N–1A and N–CSR are effective October 2, 2023 and the amendments to Forms ...
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