Form PF

This is the revised Form PF as of May 2025

This joint CFTC and the SEC final rule revising Form PF is effective as of April 11, 2025. It's designed to fix some errors with ...

The CFTC and the SEC are extending the compliance date for the Form PF amendments from March 12, 2025 to June 12, 2025

You have to go back 10 years to when the SEC ordered certain private fund advisers to file Form PF. Apparently, seven SEC RIAs didn’t ...

Catalyst was registered with the Commission as an investment adviser and managed private fund assets of at least $150 million as of the end of ...

The information collected on Form PF is important to financial regulators

NFC willfully violated Rule 204(b)-1 under the Advisers Act, which requires investment advisers registered or required to be registered under Section 203 of the Advisers ...

“This information may be used [by the SEC and FSOC] to analyze funds’ liquidity and susceptibility to the risk of runs, which may give rise ...

The SEC’s new annual report to Congress about Form PF provides some insights into how the Commission uses private fund data, and how it attempts ...

Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...