DOL Fiduciary Duty Rule

The Department of Labor Jan. 28th sent its controversial fiduciary duty final rule to the federal Office of Management and Budget. OMB has 90 days to ...

For months, you’ve heard the dire warnings from many in the industry about the real world effects should the Department of Labor’s fiduciary duty proposal ...

With the last year of President Obama’s tenure fast approaching, the biggest open question for the financial services industry is whether there will be movement ...

The SEC’s Division of Investment Management and the Office of Compliance Inspections and Examinations are actively developing a recommendation that would establish a program of ...

The House of Representatives on Oct. 27 passed a bill that would halt the Department of Labor’s proposed fiduciary rule and require the agency to ...

The Financial Services Institute believes the true cost to the independent financial services industry and investors of the Department of Labor’s proposed fiduciary rule is ...

The Department of Labor certainly got an earful from critics and proponents alike of its fiduciary rule proposal in a four-day public hearing this week ...

At least 1,700 industry and public comments arrived before the July 21 deadline for comments on the Department of Labor’s fiduciary duty proposal expired (IA ...

As the July 21 initial comment period closes in on the Department of Labor’s controversial fiduciary duty rule proposal, the likes of President Obama, the ...

The story features a veteran from Illinois and his wife who saved their money for more than four decades, investing it at Vanguard ($3T in ...