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Disclosures

For nearly three decades, Marko Dimitrijevic was an impresario in emerging market funds. His firm, Everest Capital, attracted early investments from George Soros and Dimitrijevic’s ...
Hester Peirce
I also look forward to the hearing your observations on shareholder engagement at the virtual shareholder meetings that have been held since the pandemic began
Groups have petitioned the SEC to end its 30-year "effort to ... outlaw Rule 12b-1 fees"
Advisers receiving PPP loans should disclosure this to their clients
The initiative returned nearly $140 million to harmed investors
Advisers, including registered and private fund advisers, should consider the risks of emerging market closures in their disclosures
Firms encouraged to consider disclosure revisions based on COVID-19 events
Most of the largest advisers made no mention of the coronavirus or the pandemic
This comes courtesy of The Plain Language Group in Charlotte, N.C.
The SEC alleges material misstatements were made to hedge fund investors
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