Department of Labor

One of the hazards of living under multiple regulators is satisfying one could lead to running afoul of another. To sidestep a potential collision of ...

A law firm recently put out an alert stating it has encountered at least eight Department of Labor investigations in recent months. Most of these ...

The painful financial sting threatened by a violation of ERISA's prohibited transaction provisions can give firms second thoughts about entering the marketplace. Last week the ...

These are the new procedures as of December 27, 2011 for filing for an exemption from a prohibited transaction under ERISA.

This is a model disclosure form from the Department of Labor related to its 2011 final rule on investment advice to 401(k) and IRA participants.

      Securities Act of 1933 — Rule 482 Department of Labor October 26, 2011 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...

This is the Department of Labor's 2011 final rule that spells out rules for providing investment advice to 401(k) plans and IRAs and disclosing certain ...

Industry proponents are applauding the Department of Labor's decision to "re-propose" its plan to redefine the definition of a fiduciary under ERISA for the first ...

With the clock winding down toward expiration of the nation's ability to pay its bills, a House subcommittee took time last week to assail the ...

This is the Department of Labor's 2011 rule delaying implementation of its plan to require fee disclosures to plan fiduciaries and participants until April 2012.