Cryptocurrency

Private funds vulnerable on custody, insider trading

SEC examiners 'coming in very skeptically'

"SEC staff is working with market participants to help ensure that investors in the crypto market get time-tested protections that exist in other securities markets ...

'Many crypto-asset activities lack basic risk controls,' report claims

States brought nearly 1,700 cases, NASAA says

"Since 2016, the number of private funds managed by registered investment advisers has increased 40 percent, to 50,000"

"Were we not to investigate and bring appropriate cases just as we always have simply to duck criticism or difficult questions, we’d be acting with ...

"Further, to the extent that crypto intermediaries may need to register with both the SEC and the CFTC, I would note we currently have dual ...

Firm has paid regulators $184.5 million since 2020

Confusion grips the industry over whether cryptocurrencies are securities under the regulatory jurisdiction of the SEC or whether they more rightly fit within the CFTC’s ...