congress

"Since I rejoined the Commission last year, we have brought enforcement actions to address offering frauds, insider trading, accounting and financial frauds, and breaches of fiduciary duty ...

“The INVEST Act will supercharge our economy, provide stability for investors, and help small business owners grow and create jobs in communities around the nation”

This is the legislation that passed the House in December 2025 that would affect the industry. However, it would have to pass the Senate and ...

Private fund advocates are hopeful they’ve lined up the Congressional votes to pass the most comprehensive reforms since the JOBS Act, RCW has learned

Should the provision ever become law, opponents fear it 'would create loopholes that fraudsters could exploit, including new thresholds for investor losses'

'Alternative investments hold the transformative potential to supercharge the financial security of countless Americans saving for retirement'

Time lost in this shutdown is also time lost in democratization

"A limited number of staff members in the Division of Investment Management will be available to answer questions relating to fee calculations and emergency filing ...

The measure would move to allow sophisticated retail investors to qualify as accredited investors so as to join the growing party of private fund investors

"Financial innovation is critical for making the U.S. the best and most secure place in the world to invest and do business. This is an ...