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Commodity Futures Trading Commission (CFTC)

Defendants Khara and Salim, both individually and in a coordinated fashion, regularly placed larger aggregate orders for gold and silver contracts on the Commodity Exchange, ...
We are issuing this guidance after considering the useful input we have received from market participants expressing concern about this issue. I support this proposal, ...
The award is the largest made by the CFTC’s Whistleblower Program to date and the third award to a whistleblower who provided valuable information about ...
You state that “A” is owned by “C” and “D”, who are brothers, with each owning % of “A”. You state that “B” was formed ...
Consistent with CFTC Staff Letters 12-37 and 14-143, and its past practice in this area, the Division granted no-action relief from CPO and CTA registration ...
Defendants allegedly transferred only approximately 45 percent of the pool participants’ $505,000 to a trading account in the name of the commodity pool at a ...
A CPO requested exemptive relief from the annual report requirement in Regulation 4.7(b)(3), to allow it to file an annual report for its exempt pool ...
A CPO requested exemptive relief from the annual report requirement in Regulation 4.7(b)(3), to allow it to file an annual report for its exempt pool ...
However, Commerzbank AG does not complete its report by the CFTC deadline because its home jurisdiction requirements do not have a filing deadline for the ...
However, Deutsche Bank AG does not complete its report by the CFTC deadline because its home jurisdiction requirements do not have a filing deadline for ...
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