Commodity Futures Trading Commission (CFTC)

This is the so-called Appendix A, which the CFTC eliminated in new rulemaking in 2012. The elimination meant that some fund of funds advisers may ...

A peer shares this tool, which is a questionnaire designed to be sent to subadvisers to discover the extent of investments in commodities and other ...

With two recent no-action letters, the CFTC has made the holiday season for advisers to family offices and fund of funds. But these advisers have ...

With a December 31st deadline bearing down to register as a commodity pool operator or commodity trading advisor and unanswered questions for fund of funds ...

Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...

The staff has received inquiries asking whether a CFTC-registered adviser may rely on the exemption provided by new Section 203(b)(6)(B) if it advises a private ...

In this final rule, the CFTC makes changes to the Commodities Exchange Act to accommodate the changes due to the Dodd-Frank reform law that established ...

In August we revealed efforts by the National Futures Association to drop the requirement that CFTC-registered associated persons (APs) that deal mostly or primarily with ...

    Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 Chicago Mercantile Exchange September 27, 2012 RESPONSE OF THE OFFICE OF CHIEF ...

      Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 LCH.Clearnet Limited September 27, 2012 RESPONSE OF THE OFFICE OF CHIEF ...