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Business Continuity Planning
Mail “processing is not something that I specifically spelled out in the BCP and it has to be spelled out”
FINRA wants communication on BCPs to be a two-way street
A peer shares the firm's P&Ps for a variety of events covered in its business continuity plan
Unless you happened to be alive in 1918, during the last great global pandemic, all of this is new
There are many services designed to help you stay in touch with your colleagues should COVID-19 keep you separated for a long time
The OCIE request raises the specter of a long stretch of working from home
IT professionals across the financial services industry are taxed to the max
The SEC has been reaching out to firms to talk about COVID-19
The NFA encourages members to review their BCPs and to include the prospect of a pandemic in their plans
The World Health Organization has described the newly dubbed COVID-19 virus as a “very grave threat”