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September 22, 2021 – Conquering Current Compliance Challenges

Video Barbara Jones -
Take a tour of the new RCW website

Madoff: What the SEC has Learned (And What it Hasn’t)

Video Barbara Jones -
Take a tour of the new RCW website

May 19, 2021 – Conquering Current Compliance Challenges

Video Barbara Jones -
Take a tour of the new RCW website

Building a Culture of Compliance

Video Barbara Jones -
This hour-long webinar features tips to prepare the new SEC-mandated form

March 10, 2021 – Conquering Current Compliance Challenges

Video Barbara Jones -
Take a tour of the new RCW website

SEC’s New IA Advertising Rule: From Testimonials to Compliance Oversight

Video Barbara Jones -
This hour-long webinar features tips to prepare the new SEC-mandated form

November 18, 2020 – Conquering Current Compliance Challenges

Video Barbara Jones -
Take a tour of the new RCW website

OCIE’s Private Funds Risk Alert: A Compliance Challenge

Video Barbara Jones -
This hour-long webinar features tips to prepare the new SEC-mandated form

SEC Exams During a Pandemic: CCO Role When Working Remotely

Video Barbara Jones -
This hour-long webinar features tips to prepare the new SEC-mandated form

August 19, 2020 – Conquering Current Compliance Challenges

Video Barbara Jones -
Take a tour of the new RCW website
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