Home Investment Advisers IA Speeches SEC Commissioner Crenshaw warns about risks around single-stock ETFs

SEC Commissioner Crenshaw warns about risks around single-stock ETFs

"Because of the features of these products and their associated risks, it would likely be challenging for an investment professional to recommend such a product to a retail investor while also honoring his or her fiduciary obligations or obligations under Regulation Best Interest"

Carl Ayers

July 12 2022

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