To view this content, you need to sign in.
You should only be asked to sign in once. Not the case? Click here
Register now to access this content and more for free.
SEC Chairman Clayton reflects back on his years at the Commission
"The totality was a package of rules and interpretations that will enhance the quality and transparency of retail investors’ relationships with broker-dealers and investment advisers. There is a reason that this project had been talked about for years but never accomplished—it was an incredibly difficult undertaking, involving many entrenched interests"
