To view this content, you need to sign in.
You should only be asked to sign in once. Not the case? Click here
Register now to access this content and more for free.
SEC bars and fines rep who flipped municipal bonds
Welsh placed orders for new issue municipal bonds with Dockside and Murphy to obtain bonds for Roosevelt’s inventory when he should have known that they, in turn, would place the orders as purported “customers” of the underwriting firm offering the bonds
