SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-22389; File No. S7-15-94RIN 3235-AF97 Custody of Investment Company Assets with Futures Commission Merchants and Commodity Clearing ...
The Commission is staying a rule and a provision in a rule under the Investment Advisers Act of 1940 that require the filing of Form ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 239 and 270Release No. IC-22201; File No. S7-2-96RIN 3235-AG59Technical Amendments to Rule Relating to Payments for the Distribution ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239, 270, and 274Release Nos. 33-7328; IC-22202; File No. S7-8-95RIN 3235-AD18Exemption for Certain Open-End Management Investment Companies to Impose ...