Richer detail, more examples and even longer lists illustrate how private equity fund advisers have reacted to the SEC’s intense interest in disclosures around fees ...
Love Ranch, Father of Invention, Black Water Transit, Before the Devil Knows You’re Dead are among the nearly 20 films produced by self-proclaimed private equity ...
Tax day may come in April in the U.S. but the industry’s big date next year will be April 10. That’s when the Labor Department’s ...
Artis Financial Management was at least proactive in having a written policy requiring its employees to notify the firm’s CCO of any potential material nonpublic ...
The SEC has reached a new single year high in the number of enforcement actions brought in a fiscal year. The Commission announced Oct. 11 ...
Billionaire hedge fund manager Leon Cooperman employed a long-held strategy: accumulate large positions in publicly-traded companies and develop close relationships with their senior executives. When ...
Private equity’s lobbying arm scored an important victory earlier this month when the U.S. House of Representatives passed the Investment Advisers Modernization Act of 2016, ...
Private equity firms continue to strengthen disclosure to limited partners about co-investment programs as the SEC maintains its emphasis on transparency, according to a lawyer who works with GPs. ...
When SEC examiners announced two years ago that they were coming in, PE fund adviser WL Ross & Co. ($4.5B in AUM) reviewed its approach ...
This time of year usually produces the SEC’s report on how it uses your Form PF data. It’s little surprise that much of the agency’s ...