You have until October 5th to comment on a new proposed rule from the SEC that would implement Congress's intent in passing the JOBS Act ...
This is the SEC's proposal rule from 2012 to eliminate the prohibition against general solicitation and general advertising in rule 506 and rule 144A offerings. ...
The SEC issued this no-action letter in reference to an entity that sort assurance it needn't register as an Investment Company fund.
We told you about the recent SEC FAQ indicating a private equity fund adviser that potentially could sell short or borrow large amounts would transform ...
As early as next week, the Golden State is expected to formally adopt a final rule that would permit certain private fund advisers to escape ...
One of the biggest questions emanating from the CFTC's elimination of a key exemption under its CPO and CTA rules relates to whether fund of ...
One of the welcomed clarifications found within the SEC's 16 new FAQs for Form PF lists examples of a fund's borrowings (Question 12). These include ...
This is a final rule, released in July 2012 by the SEC and the CFTC that serves Dodd-Frank's desire to regulate derivatives. This rule further ...
Congress gave the SEC until last week to eliminate the prohibition against general solicitation and general advertising in securities offerings under rule 506 of Reg ...
You should take a look at seven frequently asked questions on Form PF before you complete the confidential document that will inform the government of ...