Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...
All signs point to a relaxation of the ban on general solicitation of private fund offerings as long as sales go to accredited investors. But ...
Attorneys and fund marketers predict that buyout shops, particularly those that market to wealthy investors, will take advantage of a proposed rule allowing them to ...
The staff has received inquiries asking whether a CFTC-registered adviser may rely on the exemption provided by new Section 203(b)(6)(B) if it advises a private ...
This is the SEC's list of firms that must file a new Form ADV or a withdrawal notice via Form ADV-W by Dec. 17, 2012 ...
Since section 12(d)(1)(G) was adopted, we have received inquiries about whether a fund that intends to operate in reliance on that section is required to ...
In speeches and a sweep letter, the SEC demonstrates it is moving determinedly toward eyeing private equity fund advisers for signs that clients are being ...
The SEC's first new FAQ for Form ADV in months directs advisers that seek to protect the anonymity of a private fund by using a ...
Dozens of comments have flooded into the SEC in the days following the release of its proposed rule that would permit general solicitation of private ...