Private Funds

It's been reported that SEC examiners are asking tough questions about expenses charged to investors by hedge and private equity fund advisers. Sources tells us ...
It's gone on for years and continues today. A hedge fund client asks you to manage a side-by-side separately managed account. Know that if you ...
Our story last week on the Alternative Investment Fund Managers Directive (AIFM), the EU's new coming regulatory regime for private fund advisers, noted the directive ...
Two enforcement actions announced last week by the SEC highlight the risks private equity advisers face if their compliance policies and procedures aren't suitable to ...
Private-equity firms have generally been conservative when it comes to valuing their portfolio investments—with the exception, no big surprise, of when they’re in the market ...
These are the 14 new Form PF FAQs released by the SEC in March 2013.
If you market private funds into the EU, you should know that the new regulatory structure known as the Alternative Investment Fund Managers Directive (AIFM) ...
Stephens settled with the SEC for operating as an unregistered broker and earning transaction-based income in luring clients to a private equity fund adviser.
This settlement of an SEC enforcement case zeroes in on the issue of a private equity fund operating as an unregistered broker and earning transaction-based ...
These advisers were charged with poor compliance P&Ps for not requiring a review of portfolio manager valuations and that were not reasonably designed to ensure ...
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