Panel: No consolidation of cash sweep cases
One issue with a compliance connection that has come up in these cases seeks to examine firms’ P&Ps “for ‘sweeping’ idle customer cash” into the interest-bearing accounts
One issue with a compliance connection that has come up in these cases seeks to examine firms’ P&Ps “for ‘sweeping’ idle customer cash” into the interest-bearing accounts
Copyright PEI Media
Not for publication, email or dissemination