Investors may have impacted ’23 exam priorities

Comb through the SEC’s investor advocate’s recent report to Congress and you’d discover that the office met with investors to help shape the Division of Examination’s 2023 exam priorities

To read this article, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

New to Regulatory Compliance Watch?

Register now to read this article and more for free.