Division of Investment Management No-Action Letter: Investment Company Institute, September 25, 2008 Investment Company Act of 1940 — Section 17(a) and Rule 2a-7 Investment Company ...
Prudential Financial, Inc.: No-Action letter dated September 5, 2008 Investment Advisers Act of 1940 — Section 206(4) and Rule 206(4)-3 Prudential Financial, Inc. Cash Solicitation ...