"Proposed Rule 10B-1 likewise may serve to squelch legitimate market activity. It requires firms to report publicly large security-based swap positions, along with their positions ...
Sideletter
I also have concerns about proposed Rule 10B-1 regarding public large position reporting
SEC Commissioner Crenshaw
"As you work on and advocate for policy to encourage divestment from carbon intensive activity, it is critical to consider the growing expansion of the ...
"The Agenda makes plenty of room for rulemakings to undo rulemakings that the Commission only recently completed"
"Analyzing a multi-hundred page rulemaking in the context of intricate markets and an already complicated set of securities and other relevant laws is not an ...
The SPAC target IPO is akin to a traditional IPO. Thus, investors deserve the protections they receive from traditional IPOs, with respect to information asymmetries, ...
Sideletter
"I also hear a troubling number of anecdotes, from my own parents and from other older adults, who have found themselves in the crosshairs of ...
"The SEC has not provided clarity in response to repeated questions on crypto from reputable players, but has instead embraced an approach that has been ...
"We just don’t have enough investor protection in crypto. The American public is buying, selling, and lending crypto on trading, lending, and decentralized finance platforms, ...
"This proposal updates an electronic recordkeeping rule adopted in 1997. A lot has changed with respect to database management, among other technologies, in the last ...
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