Final Rule:Admendment to Definition of "Equity Security" SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8091; 34-45769; File No. S7-11-02] RIN: ...
Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts that Offer Variable Life Insurance Policies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-25560; File No. S7-20-00] RIN 3235-AH57 Exemption for the Acquisition of Securities During the Existence ...
No-Action Letter under: Investment Company Act – Rule 2a-7 Merrill Lynch Investment Managers May 10, 2002 Response of the Office Of Chief Counsel Division of ...
No-Action Letter under Investment Company Act – Section 17(d), Rule 17d-1 Mutual Fund Directors Forum May 9, 2002 Mutual Fund Directors RESPONSE OF THE OFFICE ...
No-Action Letter under: Investment Company Act — Section 26(c) The American Enterprise Life Insurance Company April 30, 2002 RESPONSE OF THE OFFICE OF INSURANCE PRODUCTS ...
No-Action Letter under: Investment Company Act – Section 2(a)(19)(A)(iv) Ballard Spahr Andrews & Ingersoll, LLP April 3, 2002 Response of the Office of Chief Counsel ...
Final Rule:Approved Information Collections SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 RELEASE NOS. 33-8071; 34-45601 35-27505; 39-2396; IC-25471; and IA-2021 Approved Information Collections AGENCY: ...
Temporary Final Rule and Final Rule:Requirements for Arthur Andersen LLP Auditing Clients SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 210, 228, 229, 230, 240, 249 ...
No-Action Letter under:Securities Exchange Act of 1934 – Rule 14a-8(i)(3) MuniYield Insured Fund, Inc. March 11, 2002 Frank P. Bruno, Esq. Sidley Austin Brown & ...