IAA presents IA agenda to Gensler

In its first “formal communication” with new SEC Chairman Gary Gensler, the Investment Adviser Association lays out a regulatory agenda that ranges widely from calling for reworking some regulatory rules to urging the agency go easy on CCOs to dealing with a monopoly over CUSIPs

To read this article, you need to sign in.


You should only be asked to sign in once. Not the case? Click here


New to Regulatory Compliance Watch?

Register now to read this article and more for free.