Have a process for dealing with billing errors, fix them and test your procedures

Be sure your Form ADV, advisory agreements and your P&Ps agree on the source of the assets to be used in the calculation Be aware that advisers’ systems may factor in accrued interest and dividends but brokerage statements may not

To view this content, you need to sign in.


You should only be asked to sign in once. Not the case? Click here


Register now to access this content and more for free.