Dodd-Frank cuts number of SEC-RIAs but increases total AUM by 12%
The number of RIAs currently stands at 12,623 but this should fall by about 2,400 mid-sized advisers as they shift to state registration before month's end
The number of RIAs currently stands at 12,623 but this should fall by about 2,400 mid-sized advisers as they shift to state registration before month's end
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