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CPO/CTAs

(a) The Commission hereby delegates, until it orders otherwise, to the Director of the Division of Market Oversight or such other employee or employees as ...
(a) Except as otherwise provided in paragraph (b) of this section, the sections of this part shall become ineffective and unenforceable upon a Commission finding ...
(a) Clearinghouses, clearing members and persons with books and records obligations shall comply with the requirements of this part upon the effective date of this ...
For the purpose of reporting in futures equivalents, paired swaps and swaptions using commodity reference prices that are commonly known diversified indices with publicly available ...
All information required upon special call shall be prepared in such form and manner and in accordance with such instructions, and shall be transmitted at ...
Upon call by the Commission, each futures commission merchant, clearing member and introducing broker shall file with the Commission the names and addresses of all ...
(a) For purposes of this section, the term “accounts of a futures commission merchant, clearing member or foreign broker” means all open contracts and transactions ...
Upon special call by the Commission, each futures commission merchant, clearing member or foreign broker shall provide information to the Commission concerning customer accounts or ...
The Commission hereby delegates, until the Commission orders otherwise, the special call authority set forth in §§21.01 and 21.02 to the Director of the Division ...
The Commission hereby delegates, until the Commission orders otherwise, the special call authority set forth in §21.04 to the Director of the Division of Clearing ...
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