Commissioner Roisman expresses happiness with IA ad rule

"This rule will allow advisers to advertise using testimonials and endorsements, unlike the current rule.  While their ability to use such tools will not be unlimited, this change should bring the advisory industry more in line with the many other industries"

To read this article, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

New to Regulatory Compliance Watch?

Register now to read this article and more for free.