7/20/2017
Things really have to be bad if your regulator gives you a deficiency letter warning that your use of a discounted cash flow method to value your priv...
7/13/2017
Max Zavanelli spent his career in the financial services industry but the SEC seeks to bar him because some ads for his GIPS-compliant investment advi...
6/15/2017
In a scheme that ultimately will take down a hedge fund adviser and led to the suicide of a participant, a former portfolio manager at the heart of a ...
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