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IA Compliance: The Full 360° View West
Nov. 2, 2017 | Los Angeles, CA
IA Compliance: The Full 360° View East
March 21-23 | Washington, D.C.
Building an Ethics Power House to Strengthen Your Compliance Program
Oct. 24, 2017 | 2:00 - 3:00 PM EST
Conquering Current Compliance Challenges
Oct. 25, 2017 | 2:00 - 2:30 PM EST
SEC Commissioner Kara Stein look s at the state of ETFs
The challenge for the SEC in 2017 is to ensure that its approach to ETPs matures along with the market. Where does this start? It starts with rigor....
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