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Commitment to Compliance
September 18, 2017 | Boston, MA
Cybersecurity for Financial Services
October 6, 2017 | Washington, DC
IA Compliance: The Full 360° View West
November 2, 2017 | Los Angeles, CA
Conquering Current Compliance Challenges
September 27, 2017 | 2:00 PM - 2:30 PM EST
Announcing IA Watch's first Podcast: Chances of the SEC and the DOL working together on a fiduciary duty rule
What’s the likely future for the fiduciary duty rule? Will the SEC cooperate with the Labor Department on a uniform standard? These are among the que...
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