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IA Compliance: The Full 360° View West
Nov. 2, 2017 | Los Angeles, CA
IA Compliance: The Full 360° View East
March 21-23 | Washington, D.C.
Building an Ethics Power House to Strengthen Your Compliance Program
Oct. 24, 2017 | 2:00 - 3:00 PM EST
Conquering Current Compliance Challenges
Oct. 25, 2017 | 2:00 - 2:30 PM EST
SEC Chairman Jay Clayton lays out 8 principles, discusses fiduciary duty rule
There is a lot of work to do, and this issue is complex. That should not deter us, and we are moving forward. In June, I issued a statement seeking ...
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